Risk Regulatory Update

  • 2023 financial adviser exam dates released, latest exam results in

  • ASIC urges insurers to review claims payment systems

  • FPA and AFA seeking feedback on a new name, merger phase 2 in place

  • Regulatory concerns on premium increases

  • ASIC starts proceedings against OnePath Life for breaches of utmost good faith

  • New adviser registration requirement with ASIC

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Australian and New Zealand ESG Update

  • Climate Vulnerability Assessments due from big banks in late 2021

  • CFA Societies Australia launches ESG investing certification

  • CBA shareholder takes bank to court over fossil fuel financing

  • Accountants commit to net-zero

  • CBA launches carbon tracking feature

  • ASFA aiming for net-zero by 2050

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Risk Company Updates

  • Venture Financial Advisers joins Count Financial

  • BT retires grandfathered life commissions

  • CBA opens Amsterdam office

  • Insight Investment Partners launches tech dealer group

  • Focus Financial Planners buys up Australian financial advice firms

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