Mutual Care AFS licence suspended
Assurance Cover Australia AFS licence cancelled
Ascent Investment to liquidate under court order
APRA heatmap reveals 45 per cent underperformance rate
APRA revealed options that significantly underperformed, managed by:
Future Super penalty for greenwashing
Government announcement on paying super with wages
APRA and AFCA sign MoU
APRA consultation on combining product histories
Consultation opens on experience pathway for advisers
FPA and AFA request delay to adviser registration requirements
Labor government looking at super fund role in advice to members
ASIC acts against 11 SMSF auditors
Binance AFS cancelled
Starfish FS AFS licence cancelled
Consultation on super performance opens
The review aimed to identify unintended consequences of laws leading to poor outcomes for members, with a report published with its findings.
Read MoreASIC consultation open on expiring class orders on changing responsible entities and equal treatment
Stop orders on three BT funds
Lendfin, Global Pacific Solutions and Gigi Investment Group licences suspended
Treasurer hangs on to ASIC misconduct report citing ‘undue prejudice’
Capital Capital licence cancelled
Treasury reviewing MIS regulatory framework
APRA remakes life insurance standards without amendments
New CSLR and FAR legislation enters parliament
Levy proposes scrapping SOAs
Votes are in: FPA and AFA are now the FAA
ASIC seeking feedback on expiring class orders regarding financial resource requirements
APRA responds to SDT amendments consultation
Government: Tax to double on high superannuation balances
Government: Sex abusers no longer able to hide assets in super to avoid paying compensation to victims
APRA imposes licence conditions on Diversa Trustees, ASIC steps in over greenwashing
Interim stop order on Pivotal Diversified Fund
FSC releases standard for claims handling in superannuation
AFA and FPA set merger date
ASIC accepts Lasarith EU
Insignia has licence conditions imposed by regulator
Adviser registration requirement delayed
ASIC inquiry open for submissions
ASIC appeals CBA and CFS conflicted remuneration dismissal
ASIC: 18 funds update ads after concerns raised
Climate change bill passes Senate
Government: Crypto regulation bill up for discussion
Ethereum upgrades to proof-of-stake, earth breathes a sigh of relief
Evertas Inc. launches crypto insurance in Australia
APRA outlines updates to regulatory framework
Government ‘token mapping’ project announced
FPA updates Professional Code
ASIC industry funding model discussion paper released
Family violence exemptions for insurers
YFYS review begins
ASIC review of non-disclosure ‘fishing’ in TPD cover continues
Treasury releases Quality of Advice Review proposal
AFA and FPA discussing merger
50% pass rate for July and August adviser exams
Regulations on political payment disclosures updated
Westpac free from extra liquidity requirement
MySuper performance, five products fail
ASIC provides relief for insurers and brokers for retail insurance
Freedom Insurance to pay over $100m in remediation
Government announces review of ASIC industry funding model
FPA says crypto assets should be regulated like their equivalents
Survey shows more financiers than ever heading into crypto companies
IOSCO publishes Crypto-Asset Roadmap 2022-2023
Government says crypto not taxed as foreign currency
Aware Super wins Chant West Best Fund
FINSIA welcomes new president
FinTech Australia farewells CEO
New minister for financial services sworn in
UBS welcomes (back) head of APAC facilitation
Fidelity appoints lead portfolio manager
State Street welcomes MD of portfolio solutions
Labor reiterates commitment to experience pathway for advisers
AFCA creates merit system for complaints, halves processing time
Changes to AFSL reporting of new adviser hires
RI Advice falls short on cyber risks
NAB enters EU with AUSTRAC after ‘possible non-compliance’
BT to pay $20m for charging commissions for seven extra years after banned
APRA suspends IP contract term requirement
2022 Quality of Advice Review issues paper published
FASEA: February adviser exam pass rate worst yet
CFS settles class action for $56m
Final draft of Quality of Advice terms of service released for feedback
National Advice Solutions charged in relation to unsolicited sales calls
Finfluencers on notice
AFRC: Separating financial advice from product advice
New AFCA funding model proposal
FSC supports funds divesting Russian assets
Phone +61 2 8234 7500 - Email support.australia@issmarketintelligence.com - Conditions of Use - Privacy Policy
ISS - Institutional Shareholder Services, © Copyright 2024, All Rights Reserved
MarketSage - MarketPro - MarketPulse - MarketReach
