Fund Product, Company and Regulatory Updates as at 24 December 2019 - 7 January 2020

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Fund Product, Company and Regulatory Updates as at 24 December 2019 - 7 January 2020

  • TPT Wealth launches new platform for digital services

  • BetaShares launches new diversified ETFs

  • Iress buys blockchain comms platform

  • Halifax Investment Services AFS licence further suspended

  • Second consultation package for Superannuation Data Transformation released

  • Pershing Securities charged with breaching client money obligations

  • HESTA pushing for simpler super splitting

  • APRA approves IOOF to hold controlling stake in OnePath Custodians

  • Avanteos with extra licence conditions after charging fees to dead members

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Fund People as at 26 November 2019

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Fund People as at 26 November 2019

  • Lonsec Research appoints executive director

  • CFS and Avanteos welcome independent non-executive director

  • LGS appoints new CEO

  • MLC welcomes head of managed accounts

  • AFCA appoints COO

  • ASFA welcomes new board members

  • Fiona Trafford-Walker retires from Frontier Advisors

  • David Smith passes away

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