Fund Product, Company and Regulatory Updates as at 27 November 2018

  • BetaShares launches first active fixed income ETF in Australia

  • UBS launches emerging markets equity fund

  • Vision Super divesting from thermal coal, tar sands, tobacco

  • Women’s Economic Security Statement 2018 released by government

  • ASIC extends relief for non-cash payment facilities

  • Exceptions made in Protecting Your Super reforms

  • UBS Securities pays $120,000 MDP infringement notice

  • Dampier Finance convicted and fined for failing to lodge financial statements

  • State One Stockbroking breaches cost company $500,000

  • ASIC now free to hire gun staff as needed

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Fund People as at 28 August 2017

  • UBS announces wholesale head
  • Fidelity appoints new director
  • Australian Ethical makes two senior appointments
  • Vanguard appoints Australian QEG head
  • BlueBay opens Australian office
  • Westpac appoints independent director
  • HFR announces 2017 award nominees
  • CBA chief executive to stand down
  • QBE chief to step down
  • Cbus executive to step down
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Fund Product, Company and Regulatory Updates as at 4 July 2017

  • IOOF to acquire trustee business
  • VanEck to launch ETF
  • Bennelong launches new emerging companies fund
  • Media Super enters R&D lending business
  • QSuper open to the public
  • Managed funds platform launched by MA Operator
  • ASIC funding model passes Senate
  • Sequoia to purchase Interprac
  • CFA Institute launches research exchange
  • Malaysia SC and ASIC sign fintech agreement
  • Westpac pays $127,250 infringement penalty
  • Orders to wind up Octaviar Group companies
  • JFSA and ASIC fintech cooperation
  • Macquarie pays $505,000 infringement penalty
  • ASIC proposed guidance on crowd-sourced funding
  • Decision on application of Criminal Code in civil proceedings
  • UBS pays $280,000 in infringement penalties
  • ASIC reports on conduct in funds management
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